Neal Franklin

• INVESTMENT FUND SERVICES LIMITED (no longer approved here)

  FRN 464193

  • CF28 Systems and controls (22 Oct 2007 to 20 Aug 2012)
  • CF10 Compliance Oversight (22 Oct 2007 to 5 Dec 2011)
• Northern Trust Global Investments Limited (no longer approved here)

  FRN 191916

  • CF10 Compliance Oversight (5 Sep 2005 to 30 Apr 2007)
  • CF11 Money Laundering Reporting (5 Sep 2005 to 6 Mar 2007)
• FIL Investment Services (UK) Limited (no longer approved here)

  FRN 121939

  • CF10 Compliance Oversight (14 Apr 2003 to 14 Oct 2003)
• Financial Administration Services Limited (no longer approved here)

  FRN 122169

  • CF10 Compliance Oversight (14 Apr 2003 to 14 Oct 2003)
• FIL Investments International (no longer approved here)

  FRN 122170

  • CF10 Compliance Oversight (14 Apr 2003 to 14 Oct 2003)
• FIL Investment Advisors (UK) Limited (no longer approved here)

  FRN 159360

  • CF10 Compliance Oversight (14 Apr 2003 to 14 Oct 2003)
• FIL Pensions Management (no longer approved here)

  FRN 144345

  • CF10 Compliance Oversight (1 Aug 2002 to 14 Oct 2003)
• FIL Life Insurance Limited (no longer approved here)

  FRN 186526

  • CF10 Compliance Oversight (1 Aug 2002 to 14 Oct 2003)

No changes recorded yet.