FIL Investment Services (UK) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Glen Howard Pratt
IRN GHP01014
- CF27 Investment Management (1 Dec 2001 to 2 Jan 2003)
Glen Moreno
IRN GXM01651
- SMF12 Chair of the Remuneration Committee (11 Sep 2020 to 30 Jun 2024)
Glenn Louis Bedwin
IRN GLB01060
- CF29 Significant management (27 Mar 2008 to 2 Sep 2008)
- CF30 Customer (27 Mar 2008 to 17 Nov 2008)
Gordon Robert Hull
IRN GRH01106
- CF29 Significant management (1 Nov 2007 to 31 Dec 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (12 Feb 2007 to 31 Oct 2007)
Graham Stephen Clapp
IRN GSC01029
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Dec 2006)
- CF27 Investment Management (1 Dec 2001 to 31 Dec 2006)
Graham Tick
IRN GET01020
- CF30 Customer (15 Mar 2017 to 23 Oct 2017)
Gregory Nicholas Brian Bennett
IRN GNB01022
- CF29 Significant management (1 Nov 2007 to 23 Oct 2017)
- CF30 Customer (1 Nov 2007 to 23 Oct 2017)
- CF26 Customer Trading (30 Oct 2007 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (30 Oct 2007 to 31 Oct 2007)
Grigorios Konstantinidis
IRN GXK01217
- CF30 Customer (14 Jan 2008 to 30 Jan 2009)
HYUNHO SOHN
IRN HXS01553
- CF30 Customer (14 Jul 2011 to 23 Oct 2017)
Heather Fleming
IRN HXF01063
- CF30 Customer (5 Jan 2011 to 23 Oct 2017)

Smaller firms operating under this firm's FCA authorisation.

Fidelity Technology India Private Limited (no longer appointed)
FRN 225972 · Appointed 30 Jun 2003 · Until 9 Aug 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.