Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF1 Chief Executive (4 May 2020 to 31 May 2021)
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- SMF1 Chief Executive (8 Oct 2019 to 31 May 2021)
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- SMF18 Other Overall Responsibility (10 Dec 2018 to 5 Jul 2019)
- CF29 Significant management (28 Nov 2018 to 9 Dec 2018)
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- CF1 Director (1 May 2016 to 24 Jan 2017)
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- CF29 Significant management (7 Nov 2008 to 29 May 2012)
- CF1 Director (7 Nov 2008 to 29 May 2012)
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- CF29 Significant management (1 Nov 2007 to 31 Dec 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (12 Feb 2007 to 31 Oct 2007)
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- CF29 Significant management (1 Nov 2007 to 31 Dec 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (12 Feb 2007 to 31 Oct 2007)
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- CF29 Significant management (1 Nov 2007 to 31 Dec 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (12 Feb 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.