Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Absolute Strategy Research Limited (no longer approved here)

    FRN 452013

    • CF10 Compliance Oversight (29 Sep 2017 to 13 Sep 2019)
    • CF11 Money Laundering Reporting (29 Sep 2017 to 13 Sep 2019)
  • FIL Investment Services (UK) Limited (no longer approved here)

    FRN 121939

    • CF29 Significant management (27 Mar 2008 to 2 Sep 2008)
    • CF30 Customer (27 Mar 2008 to 17 Nov 2008)
  • FIL Investments International (no longer approved here)

    FRN 122170

    • CF29 Significant management (27 Mar 2008 to 2 Sep 2008)
    • CF30 Customer (27 Mar 2008 to 17 Nov 2008)
  • FIL Pensions Management (no longer approved here)

    FRN 144345

    • CF29 Significant management (27 Mar 2008 to 2 Sep 2008)
    • CF30 Customer (27 Mar 2008 to 17 Nov 2008)
  • FIL Investment Advisors (UK) Limited (no longer approved here)

    FRN 159360

    • CF29 Significant management (27 Mar 2008 to 2 Sep 2008)
    • CF30 Customer (27 Mar 2008 to 17 Nov 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.