FIL Investment Advisors (UK) Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Beech GateMillfield LaneLower KingswoodTadworthSurreyKT20 6RPUNITED KINGDOM- Phone
- +4401732361144
-
Complaints Contact
4 Cannon StreetLondonEC4M 5ABUNITED KINGDOM- Phone
- +4402079614731
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 3 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 5 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Limited to sub-underwriting on behalf of a customer and in carrying on such activities to the specified investment type "share", "debenture", "government and public security", "warrant", "certificate representing certain security", "unit" and "right to or interest in investments - security", (when the latter is associated with these specified investments).
- · Limited to dealing-only activities.
- · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
-
Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 3 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
-
Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 4 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Limited to transaction-only activities.
- · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
-
Manages Your Portfolio
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Ewan Montgomery
IRN ERM01037
- [FCA CF] Client dealing (9 Dec 2019 to 8 Apr 2024)
-
FIONA ELIZABETH HENNESSY STUBBS
IRN FEH01007
- [FCA CF] Client dealing (4 Apr 2022 to 16 May 2024)
-
Fabien Emmanuel Colussi
IRN FXC01206
- CF30 Customer (2 Jan 2008 to 30 Jan 2009)
-
Fabio Riccelli
IRN FXR01103
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (15 Nov 2005 to 31 Oct 2007)
-
Fadia Ramjaun
IRN FZR01000
- [FCA CF] Client dealing (9 Dec 2019 to 27 Oct 2025)
- CF30 Customer (8 Feb 2019 to 8 Dec 2019)
-
Faidra Kouri
IRN FXK00015
- [FCA CF] Client dealing (since 9 Dec 2019)
-
Fehim Can Sever
IRN FCS01013
- CF30 Customer (1 Nov 2007 to 3 Oct 2008)
- CF27 Investment Management (22 Nov 2006 to 31 Oct 2007)
-
Fiona Helen O'Neill
IRN FXD01150
- [FCA CF] Client dealing (9 Dec 2019 to 22 Jun 2023)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Apr 2023)
- CF30 Customer (2 Jan 2008 to 30 Jan 2009)
-
Fiorangelo Salvatorelli
IRN FXS01045
- CF30 Customer (16 Jan 2015 to 17 Jul 2015)
-
Firmino Jose Carnot Morgado
IRN FJM01060
- CF30 Customer (1 Nov 2007 to 30 Sep 2014)
- CF27 Investment Management (24 Aug 2006 to 31 Oct 2007)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.