Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (15 Nov 2005 to 31 Oct 2007)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (15 Nov 2005 to 31 Oct 2007)
  • FIL Investment Services (UK) Limited (no longer approved here)

    FRN 121939

    • CF30 Customer (1 Nov 2007 to 23 Oct 2017)
    • CF27 Investment Management (15 Nov 2005 to 31 Oct 2007)
  • FIL Pensions Management (no longer approved here)

    FRN 144345

    • CF30 Customer (1 Nov 2007 to 15 Mar 2019)
    • CF27 Investment Management (15 Nov 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.