Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Marshall Wace LLP (no longer approved here)

    FRN 228531

    • CF4 Partner (28 Nov 2011 to 6 Dec 2019)
    • CF30 Customer (6 Nov 2008 to 10 Mar 2014)
  • FIL Investment Services (UK) Limited (no longer approved here)

    FRN 121939

    • CF30 Customer (1 Nov 2007 to 3 Oct 2008)
    • CF27 Investment Management (22 Nov 2006 to 31 Oct 2007)
  • FIL Investments International (no longer approved here)

    FRN 122170

    • CF30 Customer (1 Nov 2007 to 3 Oct 2008)
    • CF27 Investment Management (22 Nov 2006 to 31 Oct 2007)
  • FIL Pensions Management (no longer approved here)

    FRN 144345

    • CF30 Customer (1 Nov 2007 to 3 Oct 2008)
    • CF27 Investment Management (22 Nov 2006 to 31 Oct 2007)
  • FIL Investment Advisors (UK) Limited (no longer approved here)

    FRN 159360

    • CF30 Customer (1 Nov 2007 to 3 Oct 2008)
    • CF27 Investment Management (22 Nov 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.