FIERA CAPITAL (UK) LIMITED

• Principal Place of Business

  3rd Floor

  Queensberry House

  3 Old Burlington Street

  London

  England

  W1S 3AE

  UNITED KINGDOM

  Phone

  +442075182100

  Web

  http://www.fieracapital.com

• Complaints Contact

  3rd Floor

  Queensberry House

  3 Old Burlington Street

  London

  England

  W1S 3AE

  UNITED KINGDOM

  Phone

  +442075182100

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Robert Peter Bonte-Friedheim

  IRN RPB01069

  • CF30 Customer (18 Sep 2009 to 31 Aug 2013)
• SAMUEL WILLIAM Berman

  IRN SWB01101

  • [FCA CF] Material risk taker (2 Sep 2024 to 13 Dec 2024)
• Samir Jayanti Patel

  IRN SJP01136

  • CF27 Investment Management (20 Oct 2004 to 31 Dec 2005)
• Sangita Uberoi

  IRN SXU01029

  • CF30 Customer (1 Nov 2007 to 15 May 2015)
  • CF27 Investment Management (3 Jan 2006 to 31 Oct 2007)
• Sergej Leon Shkolnikov

  IRN SLS01104

  • CF30 Customer (7 Dec 2011 to 31 Aug 2019)
• Sharat Dua

  IRN SXD01680

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2021)
  • CF30 Customer (13 Feb 2009 to 8 Dec 2019)
• Simon Richard Steele

  IRN SRS01070

  • [FCA CF] Material risk taker (since 13 Dec 2024)
  • [FCA CF] Significant management (since 17 Dec 2021)
  • [FCA CF] Client dealing (since 2 Jun 2021)
• Siobhan Longmore

  IRN SXL00407

  • [FCA CF] Client dealing (since 7 Feb 2022)
• Siu Yu Doris Li

  IRN SYL01007

  • CF13 Finance (14 Sep 2004 to 1 Feb 2005)
• Sonal Patel

  IRN SXP01633

  • CF30 Customer (1 Nov 2007 to 30 Nov 2007)
  • CF27 Investment Management (13 Nov 2006 to 31 Oct 2007)

• Fiera Real Estate Debt Strategies Limited

  FRN 1005271 · Appointed 15 Dec 2023

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