SAMUEL WILLIAM Berman

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

FIERA CAPITAL (UK) LIMITED (no longer approved here)
FRN 172999
- [FCA CF] Material risk taker (2 Sep 2024 to 13 Dec 2024)
Allianz Global Investors UK Limited (no longer approved here)
FRN 959195
- [FCA CF] Client dealing (30 May 2023 to 31 Jul 2024)
Amundi (UK) Limited (no longer approved here)
FRN 114503
- CF30 Customer (22 Nov 2016 to 4 Sep 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.