Date authorised
1 April 2013
Companies House
03017258
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor
    Queensberry House
    3 Old Burlington Street
    London
    England
    W1S 3AE
    UNITED KINGDOM
    Phone
    +442075182100
  • Complaints Contact

    3rd Floor
    Queensberry House
    3 Old Burlington Street
    London
    England
    W1S 3AE
    UNITED KINGDOM
    Phone
    +442075182100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stefan Bottcher

    IRN SXB01287

    • [FCA CF] Material risk taker (since 13 Dec 2024)
    • [FCA CF] Significant management (since 17 Dec 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 11 Aug 2005)
  • Stefan Michael Herz

    IRN SMH01090

    • CF30 Customer (1 Nov 2007 to 13 Jun 2017)
    • CF27 Investment Management (21 Mar 2005 to 31 Oct 2007)
  • Stephen Peter Hughes

    IRN SPH01069

    • CF30 Customer (4 Mar 2013 to 6 Aug 2018)
  • Szczepan Zdzislaw Jedlinski

    IRN SXJ00134

    • [FCA CF] Client dealing (14 Aug 2020 to 30 Jun 2021)
  • Tina Dolores Soderlund Boley

    IRN TDS01013

    • [FCA CF] Material risk taker (1 Jan 2021 to 30 Jun 2022)
  • Varda Lotan

    IRN VXL01012

    • SMF3 Executive Director (9 Dec 2019 to 22 Sep 2021)
    • CF11 Money Laundering Reporting (27 May 2008 to 1 Apr 2016)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (14 Apr 2005 to 8 Dec 2019)
    • CF21 Investment Adviser (15 Aug 2002 to 31 Oct 2007)
  • Vassiliki Katerina Kydoniefs

    IRN VKK00002

    • CF1 Director (19 Aug 2009 to 31 Jan 2017)
    • CF30 Customer (1 Nov 2007 to 10 May 2017)
    • CF21 Investment Adviser (27 Nov 2006 to 31 Oct 2007)
  • Vincent Duhamel

    IRN VXD25526

    • SMF3 Executive Director (1 Apr 2020 to 7 May 2020)
  • Yakov Schleider

    IRN YXS00158

    • [FCA CF] Client dealing (8 Jul 2025 to 14 Nov 2025)
  • Yavuz Uzay

    IRN YXU01014

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2021)
    • CF30 Customer (20 Dec 2017 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.