Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
FIERA CAPITAL (UK) LIMITED
FRN 172999
- [FCA CF] Material risk taker (since 13 Dec 2024)
- [FCA CF] Significant management (since 17 Dec 2021)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF1 Director (1 Dec 2001 to 11 Aug 2005)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.