Fensham Howes Limited

• Principal Place of Business

  Fensham Howes Ltd

  The West Wing

  Bowcliffe Hall

  Bramham

  Wetherby

  LS23 6LP

  UNITED KINGDOM

  Phone

  +441937849099

  Web

  https://www.fenshamhowes.com

• Complaints Contact

  Fensham Howes Ltd

  The West Wing

  Bowcliffe Hall

  Bramham

  Wetherby

  LS23 6LP

  UNITED KINGDOM

  Phone

  +441937849099

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Colin Edward Frank Barrett

  IRN CEB01079

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • SMF16 Compliance Oversight (since 5 Apr 2023)
  • Responsible for Insurance Distribution (since 5 Apr 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Apr 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (since 21 Apr 2018)
  • CF30 Customer (1 Nov 2007 to 8 Sep 2014)
  • CF21 Investment Adviser (12 Jan 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (21 Jul 2006 to 10 Jan 2007)
• David Alexander Fry

  IRN DAF01088

  • 11. Pension transfer specialist
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (since 27 Feb 2014)
• Duncan Charles Alexander Barr

  IRN DCB01147

  • CF1 Director (AR) (since 23 Jun 2008)
  • CF30 Customer (23 Jun 2008 to 22 Dec 2008)
• Giles Mark Fensham Pidcock

  IRN GMP00011

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • CF1 Director (AR) (since 18 Jun 2008)
  • CF30 Customer (since 1 Nov 2007)
  • SMF16 Compliance Oversight (9 Dec 2019 to 5 Apr 2023)
  • Responsible for Insurance Distribution (1 Oct 2018 to 5 Apr 2023)
  • CF1 Director (21 Jul 2006 to 8 Dec 2019)
  • CF10 Compliance Oversight (21 Jul 2006 to 8 Dec 2019)
  • CF21 Investment Adviser (21 Jul 2006 to 31 Oct 2007)
  • Responsible for Insurance Mediation (21 Jul 2006 to 30 Sep 2018)
• Katherine Anne Wilson

  IRN KAW00001

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 21 Jun 2021)
• Keith David MacDonald

  IRN KDM00007

  • CF30 Customer (1 Nov 2007 to 10 Aug 2012)
  • CF21 Investment Adviser (21 Jul 2006 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (21 Jul 2006 to 31 Oct 2007)
• Lewis Verlie Howes

  IRN LVH01001

  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (AR) (since 18 Jun 2008)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 5 Apr 2023)
  • CF30 Customer (1 Nov 2007 to 28 Dec 2012)
  • CF3 Chief Executive (21 Jul 2006 to 8 Dec 2019)
  • CF1 Director (21 Jul 2006 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (21 Jul 2006 to 8 Dec 2019)
  • CF22 Investment Adviser (Trainee) (21 Jul 2006 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (21 Jul 2006 to 31 Mar 2009)
• Martyn David Johnson

  IRN MDJ01072

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (since 1 Mar 2016)
• Michael Damian Egan

  IRN MDE00002

  • CF30 Customer (14 Jul 2014 to 1 Dec 2015)
• Nichola Jayne Mark

  IRN NXM00715

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 5 Feb 2026)
  • [FCA CF] Client dealing (since 5 Feb 2026)

• FENSHAM HOWES ASSOCIATES LIMITED (no longer appointed)

  FRN 994798 · Appointed 14 Apr 2023 · Until 13 Mar 2025

• Fensham Howes Professional Partners LLP (no longer appointed)

  FRN 507673 · Appointed 30 Sep 2009 · Until 10 Feb 2016

• DBA Wealth Management Ltd (no longer appointed)

  FRN 484690 · Appointed 13 Jun 2008 · Until 9 Jan 2026

No changes recorded yet.