Colin Edward Frank Barrett

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fensham Howes Limited

    FRN 451166

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF16 Compliance Oversight (since 5 Apr 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Apr 2023)
    • Responsible for Insurance Distribution (since 5 Apr 2023)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (since 21 Apr 2018)
    • CF30 Customer (1 Nov 2007 to 8 Sep 2014)
    • CF21 Investment Adviser (12 Jan 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (21 Jul 2006 to 10 Jan 2007)
  • FENSHAM HOWES ASSOCIATES LIMITED (no longer approved here)

    FRN 994798

    • (1)Employed By (30 May 2023 to 11 Mar 2025)

Recent activity

Updates to this individual's record on the FCA register.

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