Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fensham Howes Limited
FRN 451166
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (AR) (since 18 Jun 2008)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 5 Apr 2023)
- CF30 Customer (1 Nov 2007 to 28 Dec 2012)
- CF8 Apportionment and Oversight (21 Jul 2006 to 31 Mar 2009)
- CF1 Director (21 Jul 2006 to 8 Dec 2019)
- CF3 Chief Executive (21 Jul 2006 to 8 Dec 2019)
- CF22 Investment Adviser (Trainee) (21 Jul 2006 to 31 Oct 2007)
- CF11 Money Laundering Reporting (21 Jul 2006 to 8 Dec 2019)
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- (5)Employed By (30 Apr 2023 to 11 Mar 2025)
Recent activity
Updates to this individual's record on the FCA register.
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