Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (AR) (since 18 Jun 2008)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 5 Apr 2023)
    • CF30 Customer (1 Nov 2007 to 28 Dec 2012)
    • CF8 Apportionment and Oversight (21 Jul 2006 to 31 Mar 2009)
    • CF1 Director (21 Jul 2006 to 8 Dec 2019)
    • CF3 Chief Executive (21 Jul 2006 to 8 Dec 2019)
    • CF22 Investment Adviser (Trainee) (21 Jul 2006 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (21 Jul 2006 to 8 Dec 2019)
  • FENSHAM HOWES ASSOCIATES LIMITED (no longer approved here)

    FRN 994798

    • (5)Employed By (30 Apr 2023 to 11 Mar 2025)

Recent activity

Updates to this individual's record on the FCA register.

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