Michael Damian Egan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ASCOT LLOYD FINANCIAL PLANNING LIMITED

    FRN 144519

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (9 Dec 2015 to 8 Dec 2019)
  • Fensham Howes Limited (no longer approved here)

    FRN 451166

    • CF30 Customer (14 Jul 2014 to 1 Dec 2015)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (27 Nov 2013 to 11 Jul 2014)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (21 Aug 2012 to 14 Oct 2013)
  • IM ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 402770

    • CF30 Customer (3 Sep 2008 to 29 May 2012)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 7 Aug 2008)
    • CF21 Investment Adviser (7 Apr 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 May 2005 to 7 Apr 2006)
  • RPG Consulting Limited (no longer approved here)

    FRN 190539

    • CF1 Director (24 May 2002 to 28 Jul 2004)
    • CF21 Investment Adviser (18 Jan 2002 to 25 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

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