Date authorised
1 October 2013
Companies House
OC306074
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    110 Bishopsgate
    London
    EC2N 4AY
    UNITED KINGDOM
    Phone
    +442073822222
  • Complaints Contact

    110 Bishopsgate
    -
    London
    EC2N 4AY
    UNITED KINGDOM
    Phone
    +442073822222

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Patricia del Pilar Arevalo Vizcarra

    IRN PDA01078

    • SMF16 Compliance Oversight (since 1 Jul 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Jul 2024)
  • Paul Declan Meagher

    IRN PDM01174

    • CF30 Customer (7 Nov 2013 to 24 Aug 2016)
  • Paul James Kenneth Miller

    IRN PJM01241

    • [FCA CF] Manager of certification employee (since 13 May 2024)
    • [FCA CF] Significant management (since 13 May 2024)
    • [FCA CF] Client dealing (since 13 May 2024)
  • Peter Eckersley

    IRN PXE01268

    • CF30 Customer (1 Dec 2015 to 29 Nov 2019)
  • Philip Evans

    IRN PXE01200

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Oct 2013 to 8 Dec 2019)
  • Philippe Jacquemard

    IRN PXJ01147

    • [FCA CF] Client dealing (9 Dec 2019 to 14 Feb 2020)
    • CF30 Customer (1 Jul 2015 to 8 Dec 2019)
  • Richard Edmund Staniforth Locke

    IRN REL01022

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 4 Oct 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 Oct 2024)
    • SMF27 Partner (9 Dec 2019 to 27 Nov 2024)
    • CF11 Money Laundering Reporting (10 May 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (10 May 2017 to 8 Dec 2019)
    • CF30 Customer (1 Oct 2013 to 8 Dec 2019)
    • CF4 Partner (1 Oct 2013 to 8 Dec 2019)
  • Robert Fredrick Lloyd

    IRN RFL01031

    • CF30 Customer (3 Apr 2014 to 6 Nov 2014)
  • Robert Jonathan Hugh Williams

    IRN RJW01342

    • [FCA CF] Significant management (since 23 Jun 2025)
    • [FCA CF] Manager of certification employee (since 23 Jun 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Oct 2013 to 8 Dec 2019)
  • Shreenil Vani

    IRN SXV00036

    • [FCA CF] Client dealing (since 23 Jun 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.