Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Oppenheimer Europe Ltd.
FRN 483856
- [FCA CF] Manager of certification employee (since 9 Dec 2024)
- [FCA CF] Client dealing (since 4 Dec 2020)
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- [FCA CF] Client dealing (9 Dec 2019 to 14 Feb 2020)
- CF30 Customer (1 Jul 2015 to 8 Dec 2019)
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- CF30 Customer (22 Mar 2011 to 5 Dec 2012)
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- CF30 Customer (1 Nov 2007 to 3 Mar 2011)
- CF21 Investment Adviser (22 Sep 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.