Date authorised
1 October 2013
Companies House
OC306074
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    110 Bishopsgate
    London
    EC2N 4AY
    UNITED KINGDOM
    Phone
    +442073822222
  • Complaints Contact

    110 Bishopsgate
    -
    London
    EC2N 4AY
    UNITED KINGDOM
    Phone
    +442073822222

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon Charles Yun-Farmbrough

    IRN SCY01005

    • CF30 Customer (1 Oct 2013 to 7 Apr 2016)
    • CF4 Partner (1 Oct 2013 to 7 Apr 2016)
    • CF11 Money Laundering Reporting (1 Oct 2013 to 7 Apr 2014)
    • CF10 Compliance Oversight (1 Oct 2013 to 7 Apr 2014)
  • Thomas Anthony George Mendham

    IRN TAM01130

    • CF30 Customer (27 Aug 2016 to 31 Aug 2018)
  • Thomas Scott Murphy

    IRN TSM01043

    • SMF27 Partner (since 22 Nov 2024)
    • [FCA CF] Significant management (since 6 Jul 2023)
    • [FCA CF] Manager of certification employee (since 6 Jul 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (12 Apr 2016 to 2 May 2017)
    • CF11 Money Laundering Reporting (12 Apr 2016 to 2 May 2017)
    • CF10 Compliance Oversight (12 Apr 2016 to 2 May 2017)
    • CF30 Customer (1 Oct 2013 to 8 Dec 2019)
  • Tiago Rodrigues Marques Passos Cordovil

    IRN TRP29884

    • [FCA CF] Client dealing (since 2 Dec 2024)
  • Tihomir Kerkenezov

    IRN TXK01494

    • [FCA CF] Client dealing (since 31 Mar 2023)
  • Varuni Dharmagunawardena

    IRN VXD01137

    • CF30 Customer (1 Oct 2013 to 1 Jan 2014)
  • Vincent Etienne Guillaume Bounie

    IRN VXB01029

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF27 Partner (9 Dec 2019 to 9 Dec 2019)
    • CF30 Customer (1 Oct 2013 to 8 Dec 2019)
    • CF4 Partner (1 Oct 2013 to 8 Dec 2019)
  • Vlad-Adrian Despa

    IRN VAD00024

    • [FCA CF] Client dealing (14 Sep 2020 to 16 Aug 2022)
  • William Arthur Thomas Nourse

    IRN WAN01008

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF30 Customer (6 Sep 2018 to 8 Dec 2019)
  • Yiannis Kourris

    IRN YXK01173

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Oct 2013 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.