FCMB Bank (UK) Limited

• Principal Place of Business

  81 Gracechurch Street

  London

  London

  EC3V 0AU

  UNITED KINGDOM

  Phone

  +4402072201000

  Web

  https://www.fcmbuk.com

• Complaints Contact

  81 Gracechurch Street

  -

  London

  London

  EC3V 0AU

  UNITED KINGDOM

  Phone

  +442072201000

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Richard Nicholas Lumley

  IRN RNL01022

  • SMF16 Compliance Oversight (since 30 Jul 2025)
  • SMF4 Chief Risk (since 8 Feb 2024)
• Richard Peter Logie Morgans

  IRN RPM01099

  • [FCA CF] Significant management (10 Jun 2024 to 13 May 2025)
  • [FCA CF] Material risk taker (10 Jun 2024 to 13 May 2025)
• Richard Philip Jones

  IRN RPJ01027

  • SMF10 Chair of the Risk Committee (since 28 Dec 2022)
• Robert John Bates

  IRN RJB01278

  • CF3 Chief Executive (2 Feb 2015 to 29 May 2015)
  • CF1 Director (27 Aug 2014 to 29 May 2015)
• Sally Anne McCarthy

  IRN SAM01420

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 27 Aug 2025)
• Shwan Shamma

  IRN SXS04544

  • SMF16 Compliance Oversight (9 May 2024 to 20 May 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 May 2024 to 20 May 2025)
• Simon McClean

  IRN SXM01432

  • [FCA CF] Significant management (13 Jun 2024 to 8 Apr 2026)
  • [FCA CF] Material risk taker (13 Jun 2024 to 8 Apr 2026)
• Stella Nse Okuzu

  IRN SNO01006

  • SMF18 Other Overall Responsibility (15 Jun 2018 to 20 Jan 2023)
• Susannah Louise Aliker

  IRN SLA01054

  • SMF11 Chair of the Audit Committee (since 24 Aug 2023)
• Terry Rust

  IRN TXR01080

  • SMF18 Other Overall Responsibility (18 Aug 2016 to 9 Jan 2023)
  • CF30 Customer (17 Sep 2009 to 6 Mar 2016)

No changes recorded yet.