Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF18 Other Overall Responsibility (18 Aug 2016 to 9 Jan 2023)
- CF30 Customer (17 Sep 2009 to 6 Mar 2016)
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- CF29 Significant management (1 Nov 2007 to 17 Nov 2008)
- CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 31 Oct 2007)
- CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 6 Mar 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.