FB WEALTH MANAGEMENT LIMITED

• Principal Place of Business

  26 South St. Marys Gate

  Grimsby

  DN31 1LW

  UNITED KINGDOM

  Phone

  +4403331122211

  Web

  https://www.fbwealth.co.uk

• Complaints Contact

  26 South St. Marys Gate

  Grimsby

  DN31 1LW

  UNITED KINGDOM

  Phone

  +443331122211

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · This permission is limited to debt counselling which is provided in connection with investment advice or advice on any form of debt (personal or corporate) that we may recommend a client repay before considering the investment of capital.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Neil Boulton

  IRN NXB01951

  • SMF9 Chair of the Governing Body (since 20 May 2022)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF3 Chief Executive (23 Mar 2017 to 8 Dec 2019)
  • CF1 Director (23 Mar 2017 to 8 Dec 2019)
• Neil James Moore

  IRN NXM00099

  • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 18 Jan 2024)
  • [FCA CF] Client dealing (1 Sep 2020 to 18 Jan 2024)
• Nigel Allan Crowson

  IRN NAC01057

  • CF30 Customer (1 Apr 2011 to 8 Dec 2019)
• Nigel Terence Wvendth

  IRN NTW00001

  • CF30 Customer (11 May 2016 to 28 Apr 2017)
• Oliver James Beckett

  IRN OXB00186

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 18 Mar 2025)
  • [FCA CF] Functions requiring qualifications (since 18 Mar 2025)
• Paul James Roach

  IRN PJR01195

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 13 May 2025)
  • [FCA CF] Client dealing (since 13 May 2025)
• Peter Kuzemczak

  IRN PXK00112

  • [FCA CF] Significant management (9 Dec 2019 to 5 Jul 2021)
• Peter Stuart Fearn

  IRN PSF01024

  • SMF9 Chair of the Governing Body (14 Feb 2020 to 14 Oct 2021)
  • SMF3 Executive Director (9 Dec 2019 to 1 Apr 2025)
  • Responsible for Insurance Distribution (1 Oct 2018 to 8 Jun 2021)
  • Responsible for Insurance Mediation (8 Feb 2017 to 30 Sep 2018)
  • CF1 Director (8 Feb 2017 to 8 Dec 2019)
  • CF2 Non Executive Director (18 Oct 2011 to 8 Feb 2017)
• Philip George

  IRN PXG13633

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (4 Dec 2019 to 8 Dec 2019)
  • CF2 Non Executive Director (25 Jun 2019 to 4 Dec 2019)
• Philip Ivor Davison Jones

  IRN PIJ00001

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF1 Director (11 Oct 2019 to 8 Dec 2019)
  • CF30 Customer (8 Oct 2018 to 8 Dec 2019)

No changes recorded yet.