FB WEALTH MANAGEMENT LIMITED

• Principal Place of Business

  26 South St. Marys Gate

  Grimsby

  DN31 1LW

  UNITED KINGDOM

  Phone

  +4403331122211

  Web

  https://www.fbwealth.co.uk

• Complaints Contact

  26 South St. Marys Gate

  Grimsby

  DN31 1LW

  UNITED KINGDOM

  Phone

  +443331122211

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · This permission is limited to debt counselling which is provided in connection with investment advice or advice on any form of debt (personal or corporate) that we may recommend a client repay before considering the investment of capital.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Phillip Maxwell Betts

  IRN PMB00054

  • CF30 Customer (24 Jun 2011 to 14 Dec 2015)
• Rachel Marie Duncalf

  IRN RXD00506

  • [FCA CF] Manager of certification employee (since 1 Aug 2024)
• Sarah Kay

  IRN SXK00764

  • [FCA CF] Client dealing (7 Mar 2024 to 11 Dec 2024)
  • [FCA CF] Functions requiring qualifications (7 Mar 2024 to 11 Dec 2024)
• Simon Beckett

  IRN SXB00259

  • [FCA CF] Significant management (9 Dec 2019 to 5 Jul 2021)
• Sophie Wilde

  IRN SXW00991

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 3 Apr 2025)
  • [FCA CF] Client dealing (since 3 Apr 2025)
• Terence Walter Patrick McFeely

  IRN TWM01020

  • CF30 Customer (1 Apr 2011 to 31 May 2011)
• Thomas James Saleh

  IRN TXS18359

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (8 Aug 2019 to 8 Dec 2019)
• Thomas Michael Olsak

  IRN TXO00081

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 7 Dec 2021)
  • [FCA CF] Functions requiring qualifications (since 7 Dec 2021)
• Thomas Raymond Evans

  IRN TRE01010

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (21 Jan 2014 to 8 Dec 2019)
• Timothy Harry Version Prescott

  IRN THP01003

  • CF30 Customer (1 Apr 2011 to 28 Mar 2012)

No changes recorded yet.