Thomas Raymond Evans

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FB WEALTH MANAGEMENT LIMITED

    FRN 531632

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (21 Jan 2014 to 8 Dec 2019)
  • Paul Kerr (no longer approved here)

    FRN 211677

    • (8)Employed By (28 Mar 2011 to 18 Mar 2013)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (28 Mar 2011 to 18 Mar 2013)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (7 Oct 2010 to 22 Mar 2011)

Recent activity

Updates to this individual's record on the FCA register.

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