Philip Ivor Davison Jones

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FB WEALTH MANAGEMENT LIMITED

    FRN 531632

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (11 Oct 2019 to 8 Dec 2019)
    • CF30 Customer (8 Oct 2018 to 8 Dec 2019)
  • Active Financial Planners Limited (no longer approved here)

    FRN 193065

    • CF30 Customer (24 Jun 2014 to 5 Sep 2014)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (21 Aug 2013 to 13 Jun 2014)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 27 Mar 2008)
    • CF21 Investment Adviser (6 Apr 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.