Paul James Roach

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FB WEALTH MANAGEMENT LIMITED

    FRN 531632

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 13 May 2025)
    • [FCA CF] Functions requiring qualifications (since 13 May 2025)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (1 Jul 2018 to 3 Apr 2025)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (28 Apr 2016 to 1 Jul 2018)
    • CF30 Customer (4 Sep 2015 to 6 Mar 2016)
  • IFS Risk Solutions (UK) Limited (no longer approved here)

    FRN 232210

    • CF30 Customer (1 Apr 2015 to 11 Aug 2015)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (23 Jan 2008 to 8 May 2012)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (1 Nov 2007 to 15 Feb 2008)
    • CF22 Investment Adviser (Trainee) (28 Mar 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.