Date authorised
1 April 2013
Companies House
05037131
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Apex Office Space, Unit 1
    Water Vole Way
    Doncaster
    DN4 5JP
    UNITED KINGDOM
    Phone
    +4401302910421
  • Complaints Contact

    Apex Office Space, Unit 1
    Water Vole Way
    Doncaster
    South Yorkshire
    DN4 5JP
    UNITED KINGDOM
    Phone
    +4401302910421

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Chad Needham

    IRN CXN28447

    • CF1 Director (AR) (since 19 Feb 2020)
  • Colin Richard Arthur Wightman

    IRN CRW01104

    • CF30 Customer (13 Aug 2008 to 5 Feb 2009)
  • David Vivian Thomas

    IRN DVT00004

    • SMF3 Executive Director (9 Dec 2019 to 4 Feb 2020)
    • CF30 Customer (1 Nov 2007 to 1 Sep 2016)
    • CF1 Director (4 May 2004 to 8 Dec 2019)
    • CF21 Investment Adviser (4 May 2004 to 31 Oct 2007)
  • Dean Eades

    IRN DXE00039

    • CF30 Customer (1 Nov 2007 to 4 Mar 2011)
    • CF22 Investment Adviser (Trainee) (24 Nov 2006 to 31 Oct 2007)
  • Graeme John Kay

    IRN GXK18754

    • CF1 Director (AR) (since 20 Aug 2019)
  • Ian Michael Speakman

    IRN IMS00017

    • SMF3 Executive Director (9 Dec 2019 to 4 Feb 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 4 Feb 2020)
    • CF30 Customer (1 Nov 2007 to 1 Sep 2016)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF21 Investment Adviser (4 May 2004 to 31 Oct 2007)
    • CF1 Director (4 May 2004 to 8 Dec 2019)
  • Ivan Mark Legard

    IRN IML00006

    • CF30 Customer (1 Nov 2007 to 10 Nov 2015)
    • CF21 Investment Adviser (4 May 2004 to 31 Oct 2007)
  • Mark James Elton

    IRN MXE18720

    • CF1 Director (AR) (16 Aug 2019 to 31 Jul 2022)
  • Martin Christopher Miller

    IRN MCM00020

    • CF30 Customer (1 Nov 2007 to 1 Sep 2016)
    • CF21 Investment Adviser (4 Jun 2004 to 31 Oct 2007)
  • Michael Terry Aveling

    IRN MTA00005

    • Responsible for Insurance Distribution (since 6 Feb 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 3 Mar 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 3 Mar 2020)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 1 Sep 2016)
    • CF30 Customer (1 Nov 2007 to 1 Sep 2016)
    • CF1 Director (4 May 2004 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 May 2004 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 May 2004 to 8 Dec 2019)
    • CF21 Investment Adviser (4 May 2004 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (4 May 2004 to 31 Mar 2009)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.