Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (9 Dec 2019 to 4 Feb 2020)
- Responsible for Insurance Distribution (1 Oct 2018 to 4 Feb 2020)
- CF30 Customer (1 Nov 2007 to 1 Sep 2016)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF21 Investment Adviser (4 May 2004 to 31 Oct 2007)
- CF1 Director (4 May 2004 to 8 Dec 2019)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2020)
- CF30 Customer (26 Sep 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (26 Sep 2016 to 25 Feb 2019)
- CF11 Money Laundering Reporting (26 Sep 2016 to 25 Feb 2019)
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- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Dec 2001)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.