Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • IFS Risk Solutions (UK) Limited (no longer approved here)

    FRN 232210

    • SMF3 Executive Director (9 Dec 2019 to 4 Feb 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 4 Feb 2020)
    • CF30 Customer (1 Nov 2007 to 1 Sep 2016)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF21 Investment Adviser (4 May 2004 to 31 Oct 2007)
    • CF1 Director (4 May 2004 to 8 Dec 2019)
  • SOVEREIGN MONEY MATTERS LIMITED (no longer approved here)

    FRN 599883

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2020)
    • CF30 Customer (26 Sep 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (26 Sep 2016 to 25 Feb 2019)
    • CF11 Money Laundering Reporting (26 Sep 2016 to 25 Feb 2019)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.