FB WEALTH MANAGEMENT LIMITED

• Principal Place of Business

  26 South St. Marys Gate

  Grimsby

  DN31 1LW

  UNITED KINGDOM

  Phone

  +4403331122211

  Web

  https://www.fbwealth.co.uk

• Complaints Contact

  26 South St. Marys Gate

  Grimsby

  DN31 1LW

  UNITED KINGDOM

  Phone

  +443331122211

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · This permission is limited to debt counselling which is provided in connection with investment advice or advice on any form of debt (personal or corporate) that we may recommend a client repay before considering the investment of capital.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Joseph Nathaniel Rogers

  IRN JNR01050

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (16 Mar 2015 to 8 Dec 2019)
• Keith Pearson

  IRN KXP01894

  • CF30 Customer (25 Oct 2017 to 8 Dec 2019)
• Kevin Hopper

  IRN KXH00521

  • Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2025)
• Lee Jonathan Bradbury

  IRN LJB01169

  • CF11 Money Laundering Reporting (17 Jul 2013 to 4 Mar 2015)
• Mark Robert Gardner Smith

  IRN MRS01144

  • CF30 Customer (17 May 2011 to 15 Mar 2018)
  • Responsible for Insurance Mediation (1 Apr 2011 to 31 Mar 2016)
  • CF1 Director (1 Apr 2011 to 31 Mar 2016)
  • CF10 Compliance Oversight (1 Apr 2011 to 28 Oct 2011)
  • CF3 Chief Executive (1 Apr 2011 to 17 Oct 2011)
• Martin James Fahy

  IRN MJF01323

  • CF30 Customer (25 Jul 2017 to 25 Sep 2017)
• Mathew Burrows

  IRN MXB00153

  • CF30 Customer (14 Nov 2012 to 21 Aug 2017)
• Maxine Clarke

  IRN MLC00002

  • CF30 Customer (26 May 2011 to 26 Oct 2011)
• Michael Alexander Beckett

  IRN MAB01413

  • [FCA CF] Significant management (9 Dec 2019 to 5 Jul 2021)
  • CF10 Compliance Oversight (27 Oct 2011 to 4 Mar 2015)
  • CF11 Money Laundering Reporting (1 Apr 2011 to 8 Jul 2013)
  • CF1 Director (1 Apr 2011 to 4 Mar 2015)
• Morton Shadley Weir

  IRN MSW01104

  • CF30 Customer (8 Mar 2012 to 4 Sep 2017)

No changes recorded yet.