Family Investment Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Ravi Shanker Dubey
IRN RXD07430
- [FCA CF] Significant management (since 26 Oct 2020)
Reece Derek McQuade
IRN RXM57300
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jul 2022)
Reeva Jean Van Der Vijver-Burnett
IRN RXV00064
- [FCA CF] Material risk taker (since 4 Dec 2024)
- [FCA CF] Client dealing (since 4 Dec 2024)
- [FCA CF] Manager of certification employee (since 4 Dec 2024)
- [FCA CF] Significant management (since 4 Dec 2024)
Robert Anthony Dolman
IRN RXD01189
- CF29 Significant management (23 Feb 2010 to 21 May 2010)
Robert Charles Bayes
IRN RCB01162
- [FCA CF] Material risk taker (1 Mar 2022 to 28 Feb 2023)
- [FCA CF] Significant management (9 Dec 2019 to 13 Dec 2024)
Robert Charles Edwards
IRN RCE00005
- CF29 Significant management (6 Aug 2009 to 30 Jul 2013)
- CF30 Customer (1 Nov 2007 to 6 Aug 2009)
- CF26 Customer Trading (29 Mar 2006 to 31 Oct 2007)
- CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 2 Sep 2002)
Robert John Stuart Weir
IRN RJW00002
- CF29 Significant management (18 Mar 2010 to 22 May 2014)
Robert Scott Vanstone
IRN RXV53622
- [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2023)
Ronan Craig
IRN RXC00617
- [FCA CF] Significant management (20 Mar 2023 to 12 Sep 2023)
Ross Robert Hossack
IRN RXH00742
- [FCA CF] Significant management (since 26 Mar 2024)

Smaller firms operating under this firm's FCA authorisation.

Close Brothers Military Services Limited (no longer appointed)
FRN 206231 · Appointed 11 Jun 2001 · Until 22 Mar 2004
Open & Direct Limited (no longer appointed)
FRN 201569 · Appointed 1 Feb 2000 · Until 7 Jan 2002
Ecology Building Society (no longer appointed)
FRN 162090 · Appointed 31 Dec 1980 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.