Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Family Assurance Friendly Society Limited
FRN 110067
- [FCA CF] Manager of certification employee (since 4 Dec 2024)
- [FCA CF] Material risk taker (since 4 Dec 2024)
- [FCA CF] Significant management (since 4 Dec 2024)
- [FCA CF] Client dealing (since 4 Dec 2024)
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Family Equity Plan Limited
FRN 122351
- [FCA CF] Client dealing (since 4 Dec 2024)
- [FCA CF] Manager of certification employee (since 4 Dec 2024)
- [FCA CF] Material risk taker (since 4 Dec 2024)
- [FCA CF] Significant management (since 4 Dec 2024)
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Family Investment Management Limited
FRN 122394
- [FCA CF] Client dealing (since 4 Dec 2024)
- [FCA CF] Manager of certification employee (since 4 Dec 2024)
- [FCA CF] Material risk taker (since 4 Dec 2024)
- [FCA CF] Significant management (since 4 Dec 2024)
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OneFamily Advice Limited
FRN 783577
- [FCA CF] Significant management (since 4 Dec 2024)
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- (110)[FCA CF] Material risk taker (4 Dec 2024 to 6 May 2026)
- (111)[FCA CF] Manager of certification employee (4 Dec 2024 to 6 May 2026)
- (112)[FCA CF] Significant management (4 Dec 2024 to 6 May 2026)
- (109)[FCA CF] Client dealing (4 Dec 2024 to 6 May 2026)
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- [FCA CF] Manager of certification employee (11 Oct 2021 to 27 Nov 2024)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: [FCA CF] Client dealing at Engage Mutual Funds Limited
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controlled function removed: [FCA CF] Significant management at Engage Mutual Funds Limited
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controlled function removed: [FCA CF] Material risk taker at Engage Mutual Funds Limited
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controlled function removed: [FCA CF] Manager of certification employee at Engage Mutual Funds Limited
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controlled function added: (109)[FCA CF] Client dealing at Engage Mutual Funds Limited
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controlled function added: (110)[FCA CF] Material risk taker at Engage Mutual Funds Limited
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controlled function added: (111)[FCA CF] Manager of certification employee at Engage Mutual Funds Limited
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controlled function added: (112)[FCA CF] Significant management at Engage Mutual Funds Limited