Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 4 Dec 2024)
    • [FCA CF] Material risk taker (since 4 Dec 2024)
    • [FCA CF] Significant management (since 4 Dec 2024)
    • [FCA CF] Client dealing (since 4 Dec 2024)
    • [FCA CF] Client dealing (since 4 Dec 2024)
    • [FCA CF] Manager of certification employee (since 4 Dec 2024)
    • [FCA CF] Material risk taker (since 4 Dec 2024)
    • [FCA CF] Significant management (since 4 Dec 2024)
    • [FCA CF] Client dealing (since 4 Dec 2024)
    • [FCA CF] Manager of certification employee (since 4 Dec 2024)
    • [FCA CF] Material risk taker (since 4 Dec 2024)
    • [FCA CF] Significant management (since 4 Dec 2024)
    • [FCA CF] Significant management (since 4 Dec 2024)
  • Engage Mutual Funds Limited (no longer approved here)

    FRN 181487

    • (110)[FCA CF] Material risk taker (4 Dec 2024 to 6 May 2026)
    • (111)[FCA CF] Manager of certification employee (4 Dec 2024 to 6 May 2026)
    • (112)[FCA CF] Significant management (4 Dec 2024 to 6 May 2026)
    • (109)[FCA CF] Client dealing (4 Dec 2024 to 6 May 2026)
  • DILIGENTA LIMITED (no longer approved here)

    FRN 438831

    • [FCA CF] Manager of certification employee (11 Oct 2021 to 27 Nov 2024)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: [FCA CF] Client dealing at Engage Mutual Funds Limited

  2. controlled function removed: [FCA CF] Significant management at Engage Mutual Funds Limited

  3. controlled function removed: [FCA CF] Material risk taker at Engage Mutual Funds Limited

  4. controlled function removed: [FCA CF] Manager of certification employee at Engage Mutual Funds Limited

  5. controlled function added: (109)[FCA CF] Client dealing at Engage Mutual Funds Limited

  6. controlled function added: (110)[FCA CF] Material risk taker at Engage Mutual Funds Limited

  7. controlled function added: (111)[FCA CF] Manager of certification employee at Engage Mutual Funds Limited

  8. controlled function added: (112)[FCA CF] Significant management at Engage Mutual Funds Limited