Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (27 Apr 2021 to 31 May 2023)
  • Family Equity Plan Limited (no longer approved here)

    FRN 122351

    • CF29 Significant management (6 Aug 2009 to 30 Jul 2013)
    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 2 Sep 2002)
  • Family Investment Management Limited (no longer approved here)

    FRN 122394

    • CF29 Significant management (6 Aug 2009 to 30 Jul 2013)
    • CF30 Customer (1 Nov 2007 to 6 Aug 2009)
    • CF26 Customer Trading (29 Mar 2006 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 2 Sep 2002)
  • Family Assurance Friendly Society Limited (no longer approved here)

    FRN 110067

    • CF30 Customer (1 Nov 2007 to 6 Aug 2009)
    • CF26 Customer Trading (29 Mar 2006 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 2 Sep 2002)
    • CF1 Director (1 Dec 2001 to 30 Jul 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.