Family Equity Plan Limited

Date authorised
1 April 2013
Companies House
02208249
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Family Assurance Friendly Society Ltd
    15-18 West Street
    Brighton
    Brighton And Hove
    BN1 2RL
    UNITED KINGDOM
    Phone
    +4403448920920
    Web
    https://www.onefamily.com

  • Complaints Contact

    Family Assurance Friendly Society Ltd
    15-18 West Street
    Brighton
    Brighton And Hove
    BN1 2RL
    UNITED KINGDOM
    Phone
    +4403448920920

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 4 limitations
    • · Limited to investment management activities for the specified customer types.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to dealing-only activities.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 3 limitations
    • · Limited to investment management activities for the specified customer types.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 4 limitations
    • · Limited to investment management activities for the specified customer types.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to transaction-only activities.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Shingirai Thaddeus Nyahasha

    IRN STN01013

    • SMF1 Chief Executive (27 Mar 2020 to 30 Nov 2023)
    • SMF3 Executive Director (9 Dec 2019 to 30 Nov 2023)
    • CF1 Director (27 Sep 2016 to 8 Dec 2019)
    • CF28 Systems and controls (27 Sep 2016 to 1 Jun 2018)
  • Simon Christopher Markey

    IRN SCM01102

    • SMF1 Chief Executive (9 Dec 2019 to 31 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2019)
    • CF1 Director (1 Nov 2012 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2012 to 21 Apr 2015)
    • CF3 Chief Executive (1 Nov 2012 to 8 Dec 2019)
  • Simon John Allford

    IRN SXA01423

    • [FCA CF] Significant management (9 Dec 2019 to 31 Oct 2023)
  • Simon Stace

    IRN SXS57294

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Nov 2020)
  • Stephen William Humphries

    IRN SXH54720

    • [FCA CF] Manager of certification employee (1 Oct 2023 to 21 Dec 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 21 Dec 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 21 Dec 2023)
  • Steven Ferrari

    IRN SXF01576

    • Responsible for Insurance Distribution (24 Nov 2023 to 3 Feb 2025)
    • SMF24 Chief Operations (1 Nov 2023 to 3 Feb 2025)
    • [FCA CF] Material risk taker (1 Oct 2023 to 1 Nov 2023)
    • [FCA CF] Significant management (27 Mar 2020 to 1 Nov 2023)
    • SMF3 Executive Director (9 Dec 2019 to 27 Mar 2020)
    • CF1 Director (25 Apr 2017 to 8 Dec 2019)
    • CF30 Customer (15 Apr 2015 to 1 Jun 2018)
    • CF29 Significant management (8 Aug 2013 to 25 Apr 2017)
  • Steven James Allibone

    IRN SJA01168

    • CF10 Compliance Oversight (10 Nov 2015 to 28 Jun 2017)
    • CF11 Money Laundering Reporting (10 Nov 2015 to 28 Jun 2017)
  • Sunaina Monteiro

    IRN SXM57304

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Nov 2024)
  • Susan Camilla Andrews

    IRN SXA00908

    • [FCA CF] Significant management (1 Mar 2024 to 12 Dec 2025)
  • Syed Ashfaqul Haque

    IRN SXH00264

    • [FCA CF] Functions requiring qualifications (7 Dec 2020 to 7 Jan 2022)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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