Family Equity Plan Limited

• Principal Place of Business

  Family Assurance Friendly Society Ltd

  15-18 West Street

  Brighton

  Brighton And Hove

  BN1 2RL

  UNITED KINGDOM

  Phone

  +4403448920920

  Web

  https://www.onefamily.com

• Complaints Contact

  Family Assurance Friendly Society Ltd

  15-18 West Street

  Brighton

  Brighton And Hove

  BN1 2RL

  UNITED KINGDOM

  Phone

  +4403448920920

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

  Show 4 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to dealing-only activities.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

  Show 3 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

  Show 4 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gerard Christian L'Aimable

  IRN GXL09226

  • [FCA CF] Significant management (18 Dec 2023 to 15 Aug 2024)
  • [FCA CF] Material risk taker (18 Dec 2023 to 15 Aug 2024)
• Graham John O'Sullivan

  IRN GXO12624

  • SMF24 Chief Operations (1 Nov 2023 to 31 Mar 2024)
  • [FCA CF] Significant management (9 Dec 2019 to 1 Nov 2023)
• Greg Robson

  IRN GXR00098

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2021)
  • [FCA CF] CASS oversight function (9 Dec 2019 to 31 Mar 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2021)
• Gregory John Carter

  IRN GJC01136

  • CF10 Compliance Oversight (4 Aug 2017 to 10 Nov 2017)
  • CF11 Money Laundering Reporting (4 Aug 2017 to 10 Nov 2017)
• Guy Jonathan French

  IRN GJF01078

  • CF29 Significant management (4 Aug 2017 to 30 Nov 2018)
• Helen Walsh

  IRN HXW00289

  • [FCA CF] Significant management (since 8 Aug 2025)
• Holly Rebecca Chilton Fernandez

  IRN HXF00089

  • [FCA CF] Significant management (10 Nov 2022 to 31 May 2024)
• Holly Victoria Ewing

  IRN HXE00089

  • SMF18 Other Overall Responsibility (since 20 Aug 2024)
• Howard Royden Murray

  IRN HXM53620

  • [FCA CF] Significant management (9 Dec 2019 to 30 Jun 2021)
• Iain Lloyd Clark

  IRN ILC01015

  • [FCA CF] Significant management (9 Nov 2020 to 8 Oct 2021)
  • [FCA CF] Material risk taker (9 Nov 2020 to 8 Oct 2021)

• Bounty (UK) Ltd (no longer appointed)

  FRN 222169 · Appointed 16 Jun 2005 · Until 2 Jan 2006

• Early Learning Centre Ltd (no longer appointed)

  FRN 429518 · Appointed 14 Mar 2005 · Until 21 Jan 2011

• Close Brothers Military Services Limited (no longer appointed)

  FRN 206231 · Appointed 11 Jun 2001 · Until 22 Mar 2004

• Open & Direct Limited (no longer appointed)

  FRN 201569 · Appointed 1 Feb 2000 · Until 7 Jan 2002

• Family Assurance Friendly Society Limited (no longer appointed)

  FRN 110067 · Appointed 1 Jul 1994 · Until 1 Dec 2001

• Ecology Building Society (no longer appointed)

  FRN 162090 · Appointed 31 Dec 1980 · Until 1 Dec 2001

No changes recorded yet.