Graham John O'Sullivan

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Family Equity Plan Limited (no longer approved here)
FRN 122351
- SMF24 Chief Operations (1 Nov 2023 to 31 Mar 2024)
- [FCA CF] Significant management (9 Dec 2019 to 1 Nov 2023)
Family Investment Management Limited (no longer approved here)
FRN 122394
- [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2024)
Engage Mutual Funds Limited (no longer approved here)
FRN 181487
- (149)[FCA CF] Significant management (9 Dec 2019 to 31 Mar 2024)
OneFamily Advice Limited (no longer approved here)
FRN 783577
- [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2024)
Family Assurance Friendly Society Limited (no longer approved here)
FRN 110067
- SMF24 Chief Operations (4 Jul 2019 to 31 Mar 2024)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (149)[FCA CF] Significant management at Engage Mutual Funds Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.