Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Family Equity Plan Limited (no longer approved here)

    FRN 122351

    • [FCA CF] CASS oversight function (9 Dec 2019 to 31 Mar 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2021)
  • Family Investment Management Limited (no longer approved here)

    FRN 122394

    • [FCA CF] CASS oversight function (9 Dec 2019 to 31 Mar 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2021)
  • Engage Mutual Funds Limited (no longer approved here)

    FRN 181487

    • (73)[FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2021)
    • (74)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2021)
    • (75)[FCA CF] CASS oversight function (9 Dec 2019 to 31 Mar 2021)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (73)[FCA CF] Manager of certification employee at Engage Mutual Funds Limited

  2. controlled function added: (74)[FCA CF] Functions requiring qualifications at Engage Mutual Funds Limited

  3. controlled function added: (75)[FCA CF] CASS oversight function at Engage Mutual Funds Limited