Fairstone Financial Management Limited

• Principal Place of Business

  8 Camberwell Way

  Doxford International Business Park

  Sunderland

  SR3 3XN

  UNITED KINGDOM

  Phone

  +4401915196000

  Web

  https://www.fairstone.co.uk

• Complaints Contact

  8 Camberwell Way

  Doxford International Business Park

  Sunderland

  SR3 3XN

  UNITED KINGDOM

  Phone

  +4401915196000

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Consumer Loans

  Show 2 limitations Hide limitations

  • · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement
  • · Limited to lending that is in connection with the repayment of fees which are only for ongoing services or regular premiums

• Loan Servicing

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Keith Donald Fisher

  IRN KDF00003

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Apr 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 21 Apr 2023)
  • CF30 Customer (28 Mar 2018 to 8 Dec 2019)
• Keith George Brian Storey

  IRN KGS00005

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (4 Jul 2019 to 8 Dec 2019)
• Keith Philip Gregory

  IRN KPG00001

  • [FCA CF] Client dealing (27 Sep 2021 to 16 Jan 2023)
  • [FCA CF] Functions requiring qualifications (27 Sep 2021 to 16 Jan 2023)
• Kelly To

  IRN KXT00173

  • [FCA CF] Functions requiring qualifications (10 Mar 2022 to 29 Feb 2024)
  • [FCA CF] Client dealing (10 Mar 2022 to 29 Feb 2024)
• Kelsey Jayne Gladwell

  IRN KJG00035

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 4 May 2022)
  • [FCA CF] Client dealing (since 4 May 2022)
• Kenneth Sharp

  IRN KXS00025

  • CF30 Customer (12 Mar 2012 to 12 Apr 2017)
• Kerry Corden

  IRN KXL00070

  • [FCA CF] Client dealing (23 Mar 2023 to 28 Mar 2025)
  • [FCA CF] Functions requiring qualifications (23 Mar 2023 to 28 Mar 2025)
• Kevan David Crawford

  IRN KXC83026

  • [FCA CF] Functions requiring qualifications (7 Feb 2022 to 7 Mar 2022)
• Kevin Edward Jakeman

  IRN KEJ00003

  • [FCA CF] Client dealing (19 May 2022 to 2 Sep 2022)
  • [FCA CF] Functions requiring qualifications (19 May 2022 to 2 Sep 2022)
• Kevin James McCann

  IRN KXM00319

  • [FCA CF] Client dealing (1 Jun 2021 to 30 Sep 2021)
  • [FCA CF] Functions requiring qualifications (1 Jun 2021 to 30 Sep 2021)

No changes recorded yet.