Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Ludice Wealth Management Ltd
FRN 948646
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 21 Sep 2022)
- [FCA CF] Client dealing (since 21 Sep 2022)
-
- [FCA CF] Functions requiring qualifications (19 May 2022 to 2 Sep 2022)
- [FCA CF] Client dealing (19 May 2022 to 2 Sep 2022)
-
- CF30 Customer (1 Apr 2012 to 7 Sep 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.