Fairstone Financial Management Limited

• Principal Place of Business

  8 Camberwell Way

  Doxford International Business Park

  Sunderland

  SR3 3XN

  UNITED KINGDOM

  Phone

  +4401915196000

  Web

  https://www.fairstone.co.uk

• Complaints Contact

  8 Camberwell Way

  Doxford International Business Park

  Sunderland

  SR3 3XN

  UNITED KINGDOM

  Phone

  +4401915196000

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Consumer Loans

  Show 2 limitations Hide limitations

  • · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement
  • · Limited to lending that is in connection with the repayment of fees which are only for ongoing services or regular premiums

• Loan Servicing

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• John Frederick Bisatt

  IRN JFB00014

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 27 Sep 2023)
  • [FCA CF] Functions requiring qualifications (since 27 Sep 2023)
• John Gordon Bruce

  IRN JGB00046

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Sep 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 27 Sep 2024)
  • CF30 Customer (20 Dec 2018 to 8 Dec 2019)
• John Gordon Robert Moss

  IRN JMM00027

  • 11. Pension transfer specialist
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 15 Apr 2024)
  • [FCA CF] Functions requiring qualifications (since 15 Apr 2024)
• John Jones

  IRN JDJ01016

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Nov 2023)
  • [FCA CF] Functions requiring qualifications (since 9 Nov 2023)
• John Learmouth Black

  IRN JLB00026

  • CF30 Customer (2 Apr 2012 to 13 Jul 2018)
• John Michael Osborne

  IRN JMO01029

  • [FCA CF] Client dealing (9 Dec 2019 to 15 Jul 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Jul 2021)
  • CF30 Customer (10 Mar 2016 to 8 Dec 2019)
• John Norman Kirk Ripley

  IRN JNR01045

  • Responsibility for MCD Intermediation (10 Oct 2016 to 4 Jul 2018)
  • Responsible for Insurance Mediation (26 Jan 2012 to 4 Jul 2018)
  • CF10 Compliance Oversight (31 Mar 2010 to 4 Jul 2018)
  • CF1 Director (31 Mar 2010 to 4 Jul 2018)
  • CF11 Money Laundering Reporting (31 Mar 2010 to 4 Jul 2018)
• John Parker

  IRN JXP01643

  • CF30 Customer (19 Mar 2014 to 13 Jul 2018)
• John Patrick Farrell

  IRN JPF00006

  • [FCA CF] Client dealing (15 Jun 2020 to 30 Sep 2020)
  • [FCA CF] Functions requiring qualifications (15 Jun 2020 to 30 Sep 2020)
• John Reed

  IRN JHR00001

  • CF30 Customer (10 Aug 2012 to 1 Oct 2012)

No changes recorded yet.