ExodusPoint Capital Management UK, LLP

• Principal Place of Business

  ExodusPoint Capital Management UK, LLP

  20 St. James's Street,

  London

  Westminster

  SW1A 1ES

  UNITED KINGDOM

  Phone

  +442033102500

  Web

  https://www.exoduspoint.com

• Complaints Contact

  ExodusPoint Capital Management UK, LLP

  20 St. James's Street

  London

  Westminster

  SW1A 1ES

  UNITED KINGDOM

  Phone

  +442033102500

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manish Jethwani

  IRN MXJ01519

  • [FCA CF] Client dealing (9 Dec 2019 to 9 Aug 2022)
  • CF30 Customer (29 Apr 2019 to 8 Dec 2019)
• Maria Anna Jaworska

  IRN MAJ01176

  • [FCA CF] Client dealing (9 Dec 2019 to 13 Jan 2020)
  • CF30 Customer (20 May 2019 to 8 Dec 2019)
• Maria Milanesi

  IRN MXM01170

  • [FCA CF] Client dealing (since 13 Dec 2023)
• Mark Anthony McLornan

  IRN MAM01106

  • [FCA CF] Client dealing (since 21 Jul 2025)
• Mark Edward Napp

  IRN MEN01005

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2023)
  • CF30 Customer (18 Jan 2019 to 8 Dec 2019)
• Mark Nicholas Roberts

  IRN MNR01017

  • [FCA CF] Client dealing (13 Jul 2021 to 21 Nov 2022)
• Matthew Gormley

  IRN MXG01751

  • [FCA CF] Client dealing (9 Dec 2019 to 15 Mar 2021)
  • CF30 Customer (18 Jan 2019 to 8 Dec 2019)
• Matthew James Trimm

  IRN MXT40755

  • [FCA CF] Client dealing (31 Dec 2020 to 30 Nov 2021)
• Meena Bassily

  IRN MXB02681

  • [FCA CF] Client dealing (28 Jun 2023 to 15 Apr 2024)
• Mia Renade Harding

  IRN MXH02047

  • [FCA CF] Significant management (19 Dec 2019 to 19 May 2023)
  • SMF16 Compliance Oversight (9 Dec 2019 to 21 Jan 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 21 Jan 2020)
  • CF11 Money Laundering Reporting (18 Jan 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (18 Jan 2019 to 8 Dec 2019)

No changes recorded yet.