Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 21 Aug 2023)
    • [FCA CF] Material risk taker (since 21 Aug 2023)
  • ExodusPoint Capital Management UK, LLP (no longer approved here)

    FRN 828549

    • [FCA CF] Significant management (19 Dec 2019 to 19 May 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 21 Jan 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 21 Jan 2020)
    • CF11 Money Laundering Reporting (18 Jan 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (18 Jan 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.