Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Marshall Wace LLP
FRN 228531
- [FCA CF] Client dealing (since 6 Oct 2023)
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- [FCA CF] Client dealing (17 Nov 2022 to 21 Apr 2023)
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- [FCA CF] Client dealing (9 Dec 2019 to 9 Aug 2022)
- CF30 Customer (29 Apr 2019 to 8 Dec 2019)
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- CF30 Customer (18 Sep 2013 to 4 Feb 2019)
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- CF30 Customer (7 Mar 2013 to 5 Sep 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.