Date authorised
1 July 2013
Companies House
08229133
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Holmwood House
    Broadlands Business Campus
    Langhurstwood Road
    Horsham
    West Sussex
    RH12 4QP
    UNITED KINGDOM
    Phone
    +441403334455
  • Complaints Contact

    Holmwood House
    Broadlands Business Campus
    Langhurstwood Road
    Horsham
    West Sussex
    RH12 4QP
    UNITED KINGDOM
    Phone
    +441403334455

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · Limited to counselling provided in connection with investment advice or advice on buy to let mortgage
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian Robert Cooke

    IRN IRC00013

    • SMF1 Chief Executive (30 Jan 2020 to 8 Mar 2022)
    • SMF3 Executive Director (9 Dec 2019 to 8 Mar 2022)
    • CF2 Non Executive Director (AR) (28 Jun 2019 to 22 Sep 2020)
    • CF3 Chief Executive (AR) (31 Aug 2017 to 29 Mar 2022)
    • CF1 Director (1 Jul 2013 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Jul 2013 to 31 Aug 2017)
    • CF30 Customer (1 Jul 2013 to 13 Mar 2019)
  • Ilani Loomes-Liebenberg

    IRN IXL17424

    • [FCA CF] Manager of certification employee (22 Apr 2024 to 19 Aug 2025)
  • James Dacre Harvey

    IRN JXH00152

    • Appointed representative dealing with clients for which they require qualification (11 Mar 2021 to 30 Jun 2022)
    • [FCA CF] Client dealing (11 Mar 2021 to 30 Jun 2022)
    • CF30 Customer (10 Mar 2021 to 30 Jun 2022)
  • James Edward Herman

    IRN JEH01231

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 15 Dec 2017)
    • CF1 Director (AR) (since 15 Dec 2017)
  • James Francis Dubignon

    IRN JFD01057

    • [FCA CF] Client dealing (3 May 2022 to 5 Dec 2022)
    • Appointed representative dealing with clients for which they require qualification (3 May 2022 to 5 Dec 2022)
    • CF30 Customer (1 Apr 2022 to 28 Nov 2022)
  • James Lasenby

    IRN JJL01051

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Jan 2020)
    • SMF16 Compliance Oversight (since 20 Jan 2020)
    • Responsible for Insurance Distribution (27 Jun 2025 to 7 Jan 2026)
    • [FCA CF] Material risk taker (1 Jan 2022 to 9 Oct 2025)
    • SMF3 Executive Director (9 Dec 2019 to 13 Feb 2025)
    • Responsible for Insurance Mediation (7 Nov 2017 to 30 Sep 2018)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 2 Nov 2017)
    • CF1 Director (1 Jul 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Jul 2013 to 2 Nov 2017)
    • CF11 Money Laundering Reporting (1 Jul 2013 to 2 Nov 2017)
  • James Ovenden

    IRN JXO00093

    • [FCA CF] Material risk taker (since 1 Feb 2025)
    • [FCA CF] Significant management (since 15 Apr 2024)
  • James Patrick Hetherington

    IRN JPH01190

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 9A. Advising on P2P agreements
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 23 Feb 2026)
    • Appointed representative dealing with clients for which they require qualification (since 23 Feb 2026)
    • CF30 Customer (since 24 Dec 2025)
  • Jayne Quaye

    IRN JXQ01052

    • CF4 Partner (AR) (13 Feb 2019 to 30 Sep 2024)
  • Joanne Marie Gilroy French

    IRN JMF01151

    • SMF3 Executive Director (8 Sep 2021 to 31 Jan 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.