James Patrick Hetherington

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EVOLUTION WEALTH NETWORK LIMITED

    FRN 591218

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 9A. Advising on P2P agreements
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 23 Feb 2026)
    • Appointed representative dealing with clients for which they require qualification (since 23 Feb 2026)
    • CF30 Customer (since 24 Dec 2025)
  • Attivo Financial Services Limited (no longer approved here)

    FRN 462105

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 19 Feb 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Feb 2021)
    • CF30 Customer (15 Jun 2015 to 19 Feb 2021)
  • Attivo Financial Planning Limited (no longer approved here)

    FRN 451967

    • Employed By (18 Jun 2015 to 19 Feb 2021)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • CF30 Customer (21 Feb 2013 to 16 Jun 2015)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (5 Jun 2009 to 23 Nov 2012)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (1 Nov 2007 to 15 Aug 2008)
    • CF21 Investment Adviser (3 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.