James Francis Dubignon

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 21 Nov 2022)
    • [FCA CF] Client dealing (since 21 Nov 2022)
  • EVOLUTION WEALTH NETWORK LIMITED (no longer approved here)

    FRN 591218

    • [FCA CF] Client dealing (3 May 2022 to 5 Dec 2022)
    • Appointed representative dealing with clients for which they require qualification (3 May 2022 to 5 Dec 2022)
    • CF30 Customer (1 Apr 2022 to 28 Nov 2022)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • [FCA CF] Client dealing (9 Dec 2019 to 29 Apr 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Apr 2022)
    • CF30 Customer (23 Jun 2015 to 8 Dec 2019)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (23 Apr 2014 to 9 Mar 2015)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 11 Nov 2010)
    • CF22 Investment Adviser (Trainee) (26 Jul 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.