Date authorised
1 July 2013
Companies House
08229133
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Holmwood House
    Broadlands Business Campus
    Langhurstwood Road
    Horsham
    West Sussex
    RH12 4QP
    UNITED KINGDOM
    Phone
    +441403334455
  • Complaints Contact

    Holmwood House
    Broadlands Business Campus
    Langhurstwood Road
    Horsham
    West Sussex
    RH12 4QP
    UNITED KINGDOM
    Phone
    +441403334455

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · Limited to counselling provided in connection with investment advice or advice on buy to let mortgage
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Leppard

    IRN JXL00271

    • [FCA CF] Manager of certification employee (1 Jul 2024 to 31 Oct 2024)
  • John Wollers

    IRN JXW16468

    • 9A. Advising on P2P agreements
    • 11. Pension transfer specialist
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 27 Jun 2019)
  • Jonathan Hannah

    IRN JXH03170

    • [FCA CF] Significant management (since 30 Jul 2025)
    • [FCA CF] Manager of certification employee (since 30 Jul 2025)
    • [FCA CF] Material risk taker (since 30 Jul 2025)
  • Jonathan Masters

    IRN JXM00574

    • [FCA CF] Significant management (12 Mar 2021 to 1 May 2025)
  • Jonathan Plumtree

    IRN JXP01200

    • CF1 Director (AR) (1 Jul 2016 to 3 May 2017)
  • Julia Clare Richards

    IRN JCR01141

    • CF30 Customer (23 Jun 2014 to 23 Jun 2016)
  • Justin Harding

    IRN JXH00471

    • [FCA CF] Significant management (since 12 Mar 2021)
    • [FCA CF] Manager of certification employee (1 Mar 2023 to 5 Sep 2025)
  • Kacie Lee Hagenseiker

    IRN KXH16519

    • [FCA CF] Client dealing (9 Dec 2019 to 19 Oct 2021)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 19 Oct 2021)
    • CF30 Customer (25 Jun 2019 to 19 Oct 2021)
  • Karan Sejpal

    IRN KXS01530

    • Responsible for Insurance Distribution (since 24 Mar 2026)
    • SMF3 Executive Director (since 7 Jan 2026)
    • Responsibility for MCD Intermediation (since 7 Jan 2026)
    • CF2 Non Executive Director (AR) (since 16 Nov 2023)
    • [FCA CF] Manager of certification employee (6 Nov 2025 to 7 Nov 2025)
  • Katharine Jane Davis

    IRN KXD01351

    • CF30 Customer (23 Jun 2014 to 19 Jun 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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