Evelyn Partners Financial Planning Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

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  • · ”Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders"

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Milne

  IRN JXM01868

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (20 Sep 2018 to 8 Dec 2019)
• John Neil Carter

  IRN JNC01054

  • CF30 Customer (29 Mar 2010 to 3 Oct 2011)
• John Nicholas Paul

  IRN JNP01028

  • CF30 Customer (1 Nov 2007 to 30 Jun 2008)
  • CF21 Investment Adviser (4 Oct 2007 to 31 Oct 2007)
• John Paul Ellis

  IRN JPE00008

  • CF22 Investment Adviser (Trainee) (3 Oct 2003 to 18 Aug 2006)
• John Paul Evening

  IRN JPE00001

  • CF21 Investment Adviser (1 Dec 2001 to 29 Mar 2002)
• John Philip Bruce Scott

  IRN JPS00019

  • CF30 Customer (1 Nov 2007 to 1 Sep 2008)
  • CF21 Investment Adviser (29 Jun 2007 to 31 Oct 2007)
• John Pope

  IRN JXP01349

  • CF30 Customer (20 Nov 2013 to 24 Sep 2015)
• John Robert O'Sullivan

  IRN JRO00004

  • CF30 Customer (24 Oct 2008 to 3 Aug 2012)
• John Robert Porteous

  IRN JRP00046

  • CF30 Customer (4 Sep 2014 to 28 Feb 2017)
  • CF29 Significant management (8 Aug 2014 to 28 Feb 2017)
• John Robert Simmonds

  IRN JRS01091

  • CF10 Compliance Oversight (10 Dec 2001 to 28 Jun 2002)
  • CF8 Apportionment and Oversight (10 Dec 2001 to 3 May 2006)
  • CF1 Director (10 Dec 2001 to 3 May 2006)
  • CF3 Chief Executive (10 Dec 2001 to 3 May 2006)

No changes recorded yet.