Evelyn Partners Financial Planning Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

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  • · ”Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders"

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Rugman

  IRN JXR00283

  • [FCA CF] Significant management (16 Sep 2020 to 5 Sep 2023)
• John Scott Davidson

  IRN JSD01072

  • CF30 Customer (1 Nov 2007 to 10 Mar 2009)
  • CF21 Investment Adviser (5 Sep 2007 to 31 Oct 2007)
• Johnross Busby-Cartwright-Owen

  IRN JXC02632

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 4 Jun 2021)
  • [FCA CF] Client dealing (since 4 Jun 2021)
• Jolyon Michael Davis

  IRN JMD01153

  • CF22 Investment Adviser (Trainee) (11 Jul 2003 to 27 Aug 2004)
• Jon Dyson

  IRN JXD00124

  • CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2005)
• Jon Whiteley

  IRN JXW00087

  • CF30 Customer (1 Nov 2007 to 30 Jun 2015)
  • CF21 Investment Adviser (29 Jun 2007 to 31 Oct 2007)
• Jonathan Andrew James Beaton

  IRN JAB01393

  • CF30 Customer (1 Nov 2007 to 9 May 2008)
  • CF21 Investment Adviser (3 Sep 2007 to 31 Oct 2007)
• Jonathan Brian Claxton

  IRN JBC00007

  • CF30 Customer (1 Nov 2007 to 2 Nov 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Jonathan Burch

  IRN JXB00991

  • [FCA CF] Manager of certification employee (since 30 May 2023)
  • [FCA CF] Client dealing (since 30 May 2023)
• Jonathan Charles Morgan Harvey

  IRN JCH00005

  • CF21 Investment Adviser (1 Dec 2001 to 11 Sep 2006)

No changes recorded yet.