Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Blakes Financial Management Limited
FRN 810027
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 1 Feb 2022)
- [FCA CF] Client dealing (since 1 Feb 2022)
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- CF30 Customer (1 Aug 2017 to 8 Dec 2019)
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- CF30 Customer (10 Jun 2015 to 31 Jul 2017)
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- Employed By (14 Jan 2015 to 31 Jul 2017)
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- CF30 Customer (1 Nov 2007 to 5 Nov 2014)
- CF21 Investment Adviser (1 Mar 2005 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 29 Mar 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.