Evelyn Partners Financial Planning Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

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  • · ”Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders"

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Huw Stephens

  IRN HJS00014

  • CF21 Investment Adviser (2 Jul 2002 to 27 Feb 2004)
  • CF22 Investment Adviser (Trainee) (2 Jul 2002 to 2 Jul 2002)
• Iain Christopher George Halket

  IRN ICH00002

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 6 Jul 2021)
  • [FCA CF] Functions requiring qualifications (since 6 Jul 2021)
• Iain Douglas Rendle

  IRN IDR01023

  • CF22 Investment Adviser (Trainee) (19 May 2003 to 26 Nov 2004)
• Iain Henshall

  IRN IXH01123

  • CF30 Customer (1 Nov 2007 to 10 Apr 2012)
  • CF22 Investment Adviser (Trainee) (3 Oct 2003 to 2 Jan 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2002)
• Iain Kerr Black

  IRN IKB00007

  • CF30 Customer (16 Jul 2014 to 5 Oct 2016)
• Iain MacLeod

  IRN IMM00006

  • CF30 Customer (4 Mar 2008 to 12 Sep 2008)
• Iain Stuart Alastair MacLaverty

  IRN ISM00002

  • CF30 Customer (1 Nov 2007 to 24 Jun 2008)
  • CF21 Investment Adviser (1 Jun 2007 to 31 Oct 2007)
• Ian Alexander Gibson

  IRN IAG01008

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (7 Jul 2014 to 8 Dec 2019)
• Ian Alistair Henry Mitchell

  IRN IAM00007

  • CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2002)
• Ian Carson Dunnachie

  IRN ICD00001

  • CF21 Investment Adviser (1 Dec 2001 to 25 Jan 2002)

No changes recorded yet.