Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF3 Executive Director (9 Dec 2019 to 1 Apr 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Apr 2026)
- Responsible for Insurance Distribution (1 Oct 2018 to 1 Apr 2026)
- CF30 Customer (2 Apr 2012 to 8 Dec 2019)
- CF1 Director (2 Apr 2012 to 8 Dec 2019)
- CF11 Money Laundering Reporting (2 Apr 2012 to 8 Dec 2019)
- Responsible for Insurance Mediation (2 Apr 2012 to 30 Sep 2018)
-
- CF30 Customer (1 Nov 2007 to 10 Apr 2012)
- CF22 Investment Adviser (Trainee) (3 Oct 2003 to 2 Jan 2004)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.